The SEC approved Ether futures ETFs in October 2023 despite its ongoing investigation into whether ETH comprises a security.Newly published court filings from Consensys’s...
As Bloomberg News recently reported earlier this week, the U.S. Securities and Exchange Commission (SEC) was criticized by a federal judge in Utah for...
The U.S. Securities and Exchange Commission settled charges with two investment advisers over “false and misleading” statements about their use of AI, or what...
The Securities and Exchange Commission (SEC) has
taken decisive action against 16 broker-dealers and financial advisers, including major players like
Guggenheim and Oppenheimer. These firms face...
“`htmlAn individual and his company were subject to legal action by the Securities and Exchange Commission (SEC), which accused them of conducting a fraudulent...
The Founder of the American Bitcoin Academy is
facing scrutiny from the Securities and Exchange Commission (SEC) over
allegations of fraud targeting his students. etoro: Experience...
U.S. District Judge Robert Shelby issued a stern warning to Securities and Exchange Commission (SEC) attorneys regarding possible sanctions for “misleading” court proceedings in...
When JP Morgan Chase was fined $200 million for recordkeeping failures in 2021, it felt monumental. While ‘ephemeral messaging’ penalties were admittedly a new...
The Federal Financial Supervisory Authority (BaFin)
has imposed an administrative fine of €170,000 euros on Deutsche Bank AG. The
fine was imposed against the bank after...
The Securities and Exchange Commission (SEC) has imposed
penalties totaling $79 million on ten firms for allegations of inadequate
recordkeeping. The regulator said the crackdown had...
