Tag: dealer.
Consensys Exec on U.S. SEC’s Ethereum Investigation
The Ethereum ecosystem is facing a critical moment as the US Securities and Exchange Commission (SEC) investigates whether Ether (ETH) should be classified as...
eToro Promoters in The Philippines Risk up to 21 Years in Jail
Any "salesmen, brokers, dealers or agents" promoting eToro in the Philippines will risk a monetary penalty of 5 million pesos (about US$88,500) or an...
Coinbase Receives Official Registration as Canadian Restricted Dealer
Coinbase, the international cryptocurrency exchange, has
achieved a milestone in its expansion efforts by becoming officially registered
as a restricted dealer by the Canadian Securities Administrators....
Navigating the Financial Frontier: Custodia Bank’s Quest for Federal Reserve Access
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Custodia Bank, a digital asset bank, has faced a setback in its...
The Next-Gen Tool for Central Clearing: DLT-Enabled Sponsored Repo
The U.S. Treasury market is about to undergo a trading transformation. The SEC adopted rule changes in December 2023 which will require most cash...
Compagnie Financière Tradition Ends 2023 with Near 16% Jump in Net Profit
Compagnie Financière Tradition (SWX: CFT), an inter-dealer broker and operator of a Japanese retail forex trading platform Gaitame, ended 2023 with a pre-tax profit...
Gate Group Expands Its European Presence with Italy VASP Registration
Gate Group Adds Italian VASP Registration to List of Global Expansion Achievements
March 20th, Panama – Gate.MT, the Malta-regulated company of Gate Group, recently announced...
How Blockchain Can Save Our Privacy Before It Disappears – CoinCentral
This ain’t your granddaddy’s privacy battle.
Times were simpler when postcards were the big privacy invasion scare.
Today, our personal privacy is under siege by...
BOJ Policy Rate – USDJPY Technical Analysis – MarketPulse
BOJ Policy Rate
The Bank of Japan is scheduled...
FINRA Slaps M1 Finance with $850,000 Fine for Misleading Social Media Influencer Posts
The Financial Industry Regulatory Authority (FINRA)
has fined M1 Finance $850,000 due to lapses in the fintech firm's supervision
of social media influencers. This enforcement action...
FINRA Slaps M1 Finance with $850,000 Fine for Misleading Social Media Influencer Posts
The Financial Industry Regulatory Authority (FINRA)
has fined M1 Finance $850,000 due to lapses in the fintech firm's supervision
of social media influencers. This enforcement action...
Automating Asian fixed income | Laurent Ischi
Laurent Ischi is director at fixed-income technology vendor Tradeweb, and Singapore-based director of AiEx, Tradeweb’s toolkit for workflows to automate trading and execution.
He speaks...