Generative Data Intelligence

Tag: Conflicts of Interest

SBF Faces Curcio Hearing Over Conflicted Representation

Scheduled for a Curcio hearing on February 21, former FTX CEO Sam Bankman-Fried confronts potential legal representation conflicts, spotlighting the intricate legal challenges in...

US senators try to defeat AI regulations on Wall Street

Republican senators are attempting to block the US Securities and Exchange Commission's proposal to restrict financial investment firms' use of AI. On Tuesday, senators Ted...

DeFi Regulation: Polygon Labs’ Legal Team Pushes For OCCIP’s Oversight

DeFi regulation has been a major bone of contention among regulatory watchdogs across the world. A recent paper, authored by Rebecca Rettig, Katja...

FMLS: 23: Autonomy in Digital Trading

In the bustling Finance Magnates London Summit (FMLS:23), Andrew Saks, the Chief Product Officer at TraderEvolution Global, delved into brokerage autonomy. The summit attendees were taken through...

CFTC Chair calls for comprehensive regulation for digital assets following ETF approvals

In a detailed speech delivered in Naples on Jan. 26, CFTC Chair Rostin Behnam said regulators need to ramp up their efforts to supervise...

SEC Bolsters Investor Safeguards in SPAC Regulations

The Securities and Exchange Commission (SEC) has recently implemented comprehensive rules and amendments to strengthen investor protections within Special Purpose Acquisition Companies (SPACs) and their subsequent...

The Evolution of KYC to KYX: Understanding Your Counterparties

In the realm of financial services and beyond, ‘Know Your Customer’ (KYC) has long been a foundational principle. Initially implemented as a means of...

Crypto Investors Await SEC Decision on Bitcoin ETFs – CryptoCurrencyWire

The U.S. Securities and Exchange Commission (SEC) is on the verge of making a crucial decision that could greenlight the trading of a Bitcoin...

CFTC says DeFi poses ‘serious risks’ due to lack of accountability

A new report released by the CFTC’s Digital Assets and Blockchain Technology Subcommittee has released a comprehensive report — “Decentralized Finance” — outlining the...

Bitcoin ETF applicants make swift amendments to filings following SEC’s response

BlackRock, VanEck, and other financial institutions have swiftly updated their filings for launching spot Bitcoin exchange-traded funds (ETFs), following immediate feedback from the U.S....

SEC Ties Terraform Ruling to Binance in Securities Violations and Deceptive Practice Case

The US Securities and Exchange Commission (SEC) filed a motion on January 3, 2023, in the US District Court for the District of Columbia....

Regulatory and Legislative Analysis – December 2023

Regulatory and Legislative Analysis – December 2023January 3, 2024Demetrios TseasRegulatory and Legislative Analysis – GLOBALEgmont Group releases report summary highlights for Terrorist Finance Risks...

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